3Y3C Option Lab Pricing · Volatility · Trading Engineering
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04

Skew Trading Notes: Measuring It, Trading It, and When It Steepens

1. A thirty-second recap: what skew is

Plot implied volatility against strike for one expiry and the smile is asymmetric — OTM puts (left wing) richer than OTM calls (right wing). That asymmetry is skew. The textbook causes: fat tails in returns, the negative price–volatility correlation (leverage effect), and the plainest supply-and-demand fact of all — holders of the underlying are perpetual buyers of crash insurance.

Skew trading trades the slope itself: steepening or flattening, not direction.

2. How to measure it: three conventions

  1. 25Δ risk reversal: IV(25Δ put) − IV(25Δ call). The market’s standard language, but it requires delta interpolation.
  2. Fixed moneyness: $IV(K/F=0.95) - IV(K/F=1.05)$ — the 95-105 skew.
  3. Wide wings: the 90-110 skew, capturing deeper tails.

This note uses conventions 2 and 3 — pure closing-price math, fully reproducible. Chain construction rule: puts for $K < F$, calls for $K \geq F$ (the OTM convention — best liquidity, and ITM inversions are the least stable). $F = S e^{rT}$ with $r = 1.5%$, dividends ignored.

3. A measured snapshot (2026-09-21 close, public data)

Data: public exchange quotes via akshare (IV backed out from closing prices by bisection; monthly contracts only; September was deliberately skipped as it sat on expiry — October and December only).

UnderlyingExpiryATM IVSkew 95-105Skew 90-110
510300 CSI 300 ETF2026-10-2815.9%+3.8+3.7
510300 CSI 300 ETF2026-12-2319.3%+5.6+4.8
510500 CSI 500 ETF2026-10-2821.5%+5.6+6.4
510500 CSI 500 ETF2026-12-2323.3%+9.4+8.4

Units: vol points (percentage points). Three observations:

StrikeTypeCloseIV
7.000Put0.133929.9%
7.250Put0.196329.5%
7.500Put0.281629.4%
7.750Put0.395729.8%
8.000Call0.257919.1%
8.250Call0.178119.9%
8.500Call0.121220.6%
9.000Call0.059322.5%

(F = 7.902; expiry 2026-12-23; full methodology at the end.)

4. How skew is traded: the textbook expressions

Steepening (long skew): buy the OTM put, sell the OTM call — a risk reversal. The cost: in a gentle rally, the call you sold rallies while your put bleeds — you lose on both legs.

Flattening (short skew): the reverse — sell the put, buy the call, collecting the slope. The catch: skew steepens exactly when markets fall, so you lose the slope, the direction, and the vega all at once.

Three engineering notes:

  1. Hedge delta to isolate the slope — otherwise you are not trading skew, you are running a leveraged directional bet.
  2. Match expiries across legs — crossing months trades the term structure of skew, a different strategy.
  3. Wing liquidity: past 95-105 the quoted spreads widen fast; a closing-price level is not a fill you can get intraday.

5. When skew steepens: a scenario-mechanism table

ScenarioMechanismSkew
Fast index decline, volatility regime shiftInsurance demand spikes, the put wing is bidSteepens (the classic)
Futures discount deepensHedgers buy puts passivelySteepens
Prolonged low-vol sideways grindSellers compress both wings, insurance goes unwantedFlattens
Gentle bull marketCall-side speculation revivesFlattens (even a call-wing kink)

The steepeners’ case: the 500-vs-300 gap and the far-vs-near gap both say the market is already paying dearly for tails — the question is whether that premium keeps rising, or is rich enough to trigger mean reversion. The flatteners’ case: slope this high invites sellers. Both sides have a point; that is precisely why the market clears.

6. Three ways skew trades die

  1. Naked vega: if the legs’ vega is not balanced, a parallel vol shift kills you even when your slope call is right.
  2. Roll timing: near-month skew behaves strangely in the last two weeks; roll one day wrong and the slope convention changes completely.
  3. Deciding on closes, executing intraday: a closing-snapshot deviation can be half-eaten by the next open’s spread.

7. Methodology (reproducible)

Data from public exchange quotes (fetched via akshare); IV by bisection against BSM closing prices; OTM chain split at $K/F$; skew as the difference of linear interpolations in $K/F$. Assumptions: $r=1.5%$, no dividends, monthly contracts, T on calendar days/365. A different assumption (say $r=2%$) moves the levels by tens of basis points, but the relative structure stands — which is why this note stresses relative comparisons (500 vs 300, December vs October) rather than absolute truths.

Data shown for research and educational purposes; nothing here is investment advice.

Next note, back on the main line: from single curves to the full surface — term-structure interpolation and cross-expiry no-arbitrage.

Written by Ezra Options trader and systems builder since 2008 — Korea, Japan, Taiwan, Hong Kong, and mainland China. About the author →